Mark A. Vierengel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Austin Vierengel was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1985. Mark had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2023 - April 17, 2024
NORTHCOAST RESEARCH PARTNERS, LLC
February 2, 2010 - April 17, 2024
NORTHCOAST RESEARCH PARTNERS, LLC
September 11, 2009 - June 4, 2017
AMERICA NORTHCOAST SECURITIES, INC.
February 29, 2008 - May 8, 2009
RBC CAPITAL MARKETS, LLC
August 22, 2007 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
May 1, 2001 - May 4, 2007
J.P. MORGAN SECURITIES INC.
July 30, 1996 - May 1, 2001
JPMSI
August 23, 1993 - August 12, 1996
UBS SECURITIES LLC
December 17, 1985 - August 10, 1993
FIRST MANHATTAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 9/10/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NORTHCOAST RESEARCH PARTNERS, LLC
CRD#: 149109 / SEC#: , 8-68115
Contact information
FINRA licenses (21 States and Territories)
Documents
Red Flags
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