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Kevin Paul Dilley

CRD# 1439944·Registered 1986 - 2003
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin Paul Dilley was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 1986 - 2003. Kevin had worked at 11 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

Past

J.P. TURNER & COMPANY, L.L.C.Past·CRD# 43177
BD
Atlanta, GA
March 27, 2002 - October 22, 2003
GLOBAL CAPITAL SECURITIES CORPORATIONPast·CRD# 16184
BD
Englewood, CO
November 8, 2001 - March 26, 2002
LOMBARD SECURITIES INCORPORATEDPast·CRD# 27954
BD
Baltimore, MD
December 19, 2000 - October 31, 2001
MUTUAL SERVICE CORPORATIONPast·CRD# 4806
BD
Boston, MA
March 31, 1999 - December 31, 2000
TITAN/VALUE EQUITIES GROUP, INC.Past·CRD# 6359
BD
Irvine, CA
January 31, 1994 - March 31, 1999
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
New York, NY
July 31, 1993 - January 26, 1994
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
July 2, 1993 - July 31, 1993
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
New York, NY
December 18, 1992 - July 31, 1993
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Weehawken, NJ
September 14, 1990 - December 4, 1992
KIDDER, PEABODY & CO. INCORPORATEDPast·CRD# 7613
BD
New York, NY
October 20, 1988 - September 21, 1990
TITAN/VALUE EQUITIES GROUP, INC.Past·CRD# 6359
BD
January 21, 1987 - October 17, 1988
INVESTACORP, INC.Past·CRD# 7684
BD
May 27, 1986 - January 27, 1987
WADDELL & REEDPast·CRD# 866
BD
January 6, 1986 - June 10, 1986

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Current Firm

JT
J.P. TURNER & COMPANY, L.L.C.

J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: 8-50156
BD
Terminated by SEC on 04/04/2016

Contact Information

Established

Georgia since 04/11/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRAVES AQUISITION LLCMEMBER—
SHELSON, MARK PAULCORPORATE TREASURER1819252
WOLL, EDWARD BARNETTCHIEF COMPLIANCE OFFICER1096606

Disclosures

Regulatory Event

30

Arbitration

12

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1986About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1986About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Apr 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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