Kevin P. Dilley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Paul Dilley was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1986. Kevin had worked at 11 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2002 - October 22, 2003
J.P. TURNER & COMPANY, L.L.C.
November 8, 2001 - March 26, 2002
GLOBAL CAPITAL SECURITIES CORPORATION
December 19, 2000 - October 31, 2001
LOMBARD SECURITIES INCORPORATED
March 31, 1999 - December 31, 2000
MUTUAL SERVICE CORPORATION
January 31, 1994 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
July 31, 1993 - January 26, 1994
CITIGROUP GLOBAL MARKETS INC.
July 2, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
December 18, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
September 14, 1990 - December 4, 1992
UBS FINANCIAL SERVICES INC.
October 20, 1988 - September 21, 1990
KIDDER, PEABODY & CO. INCORPORATED
January 21, 1987 - October 17, 1988
TITAN/VALUE EQUITIES GROUP, INC.
May 27, 1986 - January 27, 1987
INVESTACORP, INC.
January 6, 1986 - June 10, 1986
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
