Millicent G. Callahan
Professional summary
Millicent Gurilda Callahan, who also goes by Millicent Gurilda Fisher, is a registered financial advisor currently at CALLAHAN & CALLAHAN ASSET MANAGEMENT, INC. located in Woodland Hills, California and U.S. BROKERAGE, INC. located in Woodland Hills, California.
Millicent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Millicent has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Millicent Gurilda Callahan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2015 - Present
CALLAHAN & CALLAHAN ASSET MANAGEMENT, INC.
Office #1: 21550 Oxnard St. Suite 300, Woodland Hills, CA 91367November 1, 2002 - Present
U.S. BROKERAGE, INC.
February 14, 2013 - December 31, 2014
CALLAHAN & CALLAHAN ASSET MANAGEMENT, INC.
May 23, 2008 - December 31, 2012
CALLAHAN & CALLAHAN ASSET MANAGEMENT, INC.
August 21, 2002 - October 29, 2002
1ST DISCOUNT BROKERAGE, INC.
August 19, 1996 - August 21, 2002
ACUMENT SECURITIES, INC.
July 10, 1993 - August 15, 1996
GRIFFIN FINANCIAL SERVICES
March 22, 1989 - June 29, 1993
JMC INVESTMENT SERVICES, INC.
March 22, 1989 - July 26, 1993
SPEAR INSURANCE SERVICES, INC.
January 7, 1987 - March 19, 1988
FIDELITY BROKERAGE SERVICES LLC
June 18, 1986 - December 13, 1986
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2002)
(2/17/2015)
(2/28/2007)
(11/1/2004)
(6/26/2007)
Exams
FINRA
Current Firm
CALLAHAN & CALLAHAN ASSET MANAGEMENT, INC.
CRD#: 137293 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 997,860 |
Red Flags
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