J R. Hagen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
J Ross Hagen, who also goes by John Ross Hagen, was a registered financial professional .
J is a previously registered financial professional and started their career in finance in 1985. J had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 1991 - May 14, 1991
WORLD INVEST CORPORATION
July 14, 1989 - February 10, 2017
INVESTACORP, INC.
April 29, 1987 - July 22, 1989
ADVEST, INC.
December 17, 1985 - March 31, 1987
ELLIOTT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD INVEST CORPORATION
CRD#: 17223 / SEC#: , 8-35106
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
