Cynthia P. Stadelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Pinnick Stadelman, who also goes by Cynthia Dee Pinnick, Cynthia Pinnick, Cynthia Dee Stadelman, Cynthia P Stadelman, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1986. Cynthia had worked at 27 firms and has passed the Series 66, Series 63, Series 7TO, Series 79TO, SIE, Series 7, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2019 - October 9, 2020
CAPLINK SECURITIES, INC
October 23, 2015 - August 21, 2017
MOLONEY SECURITIES CO., INC.
February 3, 2015 - September 15, 2016
MARKEL NEWTON
March 5, 2014 - February 24, 2015
ACORNS SECURITIES, LLC
January 11, 2013 - January 2, 2015
MORRIS FINANCIAL, INC.
February 27, 2012 - October 19, 2012
NATIONAL PLANNING CORPORATION
April 6, 2010 - January 14, 2011
CYGNI SECURITIES, LLC
August 7, 2008 - April 21, 2010
LPL FINANCIAL LLC
August 7, 2008 - April 21, 2010
LPL FINANCIAL LLC
February 4, 2008 - July 25, 2008
NATIONAL PLANNING CORPORATION
October 18, 2000 - January 9, 2001
HUNTER WISE SECURITIES, LLC
April 14, 2000 - October 2, 2000
ASHTON CAPITAL MANAGEMENT, INC.
March 22, 2000 - December 31, 2000
SENTRA SECURITIES CORPORATION
December 15, 1999 - January 6, 2000
LIGHTSPEED PROFESSIONAL TRADING LLC
June 7, 1999 - October 13, 1999
FIRST GLOBAL SECURITIES, INC.
February 26, 1999 - March 25, 1999
TRADEPORTAL SECURITIES, INC.
December 9, 1997 - May 13, 1999
FAIRCHILD ASSOCIATES, INC.
May 3, 1996 - February 26, 1999
NEWPORT COAST SECURITIES, INC.
March 15, 1995 - May 10, 1996
WESTERN SECURITIES CLEARING CORP.
September 28, 1994 - March 15, 1995
NEWPORT COAST SECURITIES, INC.
January 1, 1992 - October 7, 1994
MORGAN STANLEY DW INC.
November 23, 1990 - December 12, 1990
CHATFIELD DEAN & CO., INC.
October 29, 1990 - November 30, 1990
THE STUART-JAMES COMPANY, INCORPORATED
July 11, 1989 - May 14, 1990
CHARLES SCHWAB & CO., INC.
May 16, 1989 - May 30, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 23, 1988 - March 16, 1989
WEDBUSH SECURITIES INC.
January 21, 1988 - March 16, 1989
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
November 6, 1986 - February 2, 1988
J.P. MORGAN SECURITIES LLC
August 27, 1986 - October 10, 1986
CITIGROUP GLOBAL MARKETS INC.
January 8, 1986 - August 15, 1986
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/26/2023
General Securities Representative ExaminationSeries 79TO
Date: 10/26/2023
Investment Banking Registered Representative ExaminationCurrent Firm
CAPLINK SECURITIES, INC
CRD#: 130702 / SEC#: , 8-66379
Contact information
FINRA licenses (25 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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