RL
Robert S. Loeb
KESTRA ADVISORY SERVICES
Ft. Pierce, FL
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CRD#: 1439731
RL
Professional summary
Robert Stephen Loeb, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Ft. Pierce, Florida and KESTRA INVESTMENT SERVICES, LLC located in Valhalla, New York.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Robert has worked at 3 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: N. Salem Lions Investment Related: No Address: titicus road n salem NY 10560 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Member President Start Date: 3/5/2001 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: President, conduct member meetings Business Name: TRUSTEE OF THOMAS J. KAPLAN ESTATE Investment Related: No Address: 89 Mills road N Salem NY 10560 Nature of Business: Other Other/None of the Above Trustee and over see her income Position, Title or Relationship: Other,trustee Start Date: 11/30/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Trustee Business Name: WESTCHESTER BENEFIT GROUP Investment Related: Yes Address: 500 Summit Lake dr Vahalla NY 10595 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 6/1/1993 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Client Contact as well as over seeing advisors business Business Name: Robert S. Loeb Investment Related: Yes Address: 3817 NW Mediterranean Lane Jensen Beach FL 34957 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 6/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Landlord Owner Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Westchester Benefit Group Inc DBA Waterway Wealth Advisors Investment Related: Yes Address: 500 Summit Lake Dr Valhalla NY 10595 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: I would still be President of Westchester Benefit Group Inc. DBA Waterway Wealth Advisors Start Date: 10/15/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Same activities I have been conducting for years
CRS (Client Relationship Summary) - RIA
Click below to view Robert Stephen Loeb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
June 17, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 500 Summit Lake Dr. Ste. 120, Valhalla, NY 10595RIA
CRD#: 283330
Ft. Pierce, FL
Current
November 12, 2003 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 500 Summit Lake Dr. Ste. 120, Valhalla, NY 10595BD
CRD#: 42046
VALHALLA, NY
Past
September 30, 1986 - November 18, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/5/2016)
RR
California(9/15/2005)
RR
Colorado(5/5/2016)
RR
Connecticut(11/12/2003)
RR
Florida(4/2/2004)
IAR
Florida(7/30/2024)
RR
Hawaii(11/13/2023)
RR
Maine(5/5/2016)
RR
Maryland(11/12/2003)
RR
Massachusetts(5/5/2016)
RR
Michigan(5/5/2016)
RR
New Hampshire(3/29/2007)
RR
New Jersey(11/12/2003)
RR
New York(11/12/2003)
IAR
New York(6/17/2021)
RR
North Carolina(11/3/2016)
RR
Ohio(5/5/2016)
RR
Pennsylvania(3/26/2009)
RR
South Carolina(10/2/2014)
RR
Texas(9/15/2005)
IAR
Texas(9/7/2022)
RR
Vermont(5/5/2016)
RR
Virginia(11/18/2014)
RR
West Virginia(3/30/2005)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
