Michael A. Clouse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Andrew Clouse, who also goes by Michael A Clouse, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 5 firms and has passed the Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2012 - February 28, 2013
OMNI FINANCIAL SECURITIES, INC.
March 29, 2007 - June 15, 2011
DALTON STRATEGIC INVESTMENT SERVICES INC.
April 25, 2005 - March 14, 2007
DALTON STRATEGIC INVESTMENT SERVICES INC.
January 23, 1990 - December 31, 2001
WRP INVESTMENTS, INC.
April 10, 1989 - June 3, 1989
CETERA WEALTH SERVICES, LLC
February 19, 1986 - April 10, 1989
AMERICAN PACIFIC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OMNI FINANCIAL SECURITIES, INC.
CRD#: 29320 / SEC#: , 8-44034
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
