Eloyd G. Aguilar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eloyd Gene Aguilar SR, who also goes by Gene Aguilar, was a registered financial professional .
Eloyd is a previously registered financial professional and started their career in finance in 1986. Eloyd had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2013 - May 4, 2017
SUPREME ALLIANCE LLC
June 5, 2012 - May 4, 2017
SUPREME ALLIANCE LLC
October 7, 2011 - June 4, 2012
CL WEALTH MANAGEMENT LLC
October 4, 2011 - June 4, 2012
ALLIED BEACON PARTNERS, INC.
July 15, 2008 - September 30, 2011
WORKMAN SECURITIES CORPORATION
July 15, 2008 - September 30, 2011
WORKMAN SECURITIES CORPORATION
June 25, 2008 - July 11, 2008
KAISER AND COMPANY
January 23, 2008 - July 14, 2008
UNITED SECURITIES ALLIANCE, INC.
March 1, 2007 - June 25, 2008
OSAIC WEALTH, INC.
March 1, 2007 - June 25, 2008
OSAIC WEALTH, INC.
October 1, 2001 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
October 1, 2001 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
April 12, 1994 - October 18, 2001
WMA SECURITIES, INC.
June 19, 1992 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 3, 1986 - June 11, 1992
PFS INVESTMENTS INC.
Primary Firm SEC Registration
SUPREME ALLIANCE LLC
CRD#: 45348 / SEC#: 801-108980, 8-51046
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUPREME ALLIANCE LLC
CRD#: 45348 / SEC#: 801-108980, 8-51046
Contact information
SEC notice filing (37 States and Territories)
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSURANCE DISTRIBUTION CONSULTING LLC | OWNER | |
| HUSBANDS, ROGER BRENT | COMPLIANCE PRINCIPAL | 845110 |
| JONES, MICHAEL WASHINGTON | FINOP / CEO / CCO |
Regulatory assets under management
| Total Number of Accounts | 77 |
| AUM (Assets Under Management) | $ 18,279,631 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
