Stephen F. Schliesser
THE PACIFIC CENTER FOR FINANCIAL SERVICES
San Ramon, CA 94583
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CRD#: 1439219
Professional summary
Stephen Frederick Schliesser, CFP®, who also goes by Stephen F Schliesser, Steve Schliesser, is a registered financial advisor currently at THE PACIFIC CENTER FOR FINANCIAL SERVICES located in San Ramon, California and CETERA INVESTMENT ADVISERS LLC located in San Ramon, California.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Stephen has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen F Schliesser | Steve Schliesser
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LIFE, HEALTH, LONG TERM CARE INSURANCE SALES AS COMPONENT OF INVESTMENT/ADVISORY BUSINESS; 2.NAME OF OTHER BUSINESS: 5 STAR PROPERTIES INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL NATURE OF BUSINESS: PERSONAL RENTAL PROPERTIES START DATE: 01/15/2010 POSITION/TITLE/RELATIONSHIP: CO-MANAGER APX NUMBER OF HOURS PER WEEK: 10 +/- APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: CO-MANAGE WITH WIFE. 3. NAME OF OTHER BUSINESS: UMAX MORTGAGE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: MORTGAGES START DATE: 11/01/2015 POSITION/TITLE/RELATIONSHIP: MORTGAGE BROKER APX NUMBER OF HOURS PER WEEK: 1-5 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: 1ST & 2ND MTGS, FHA LOANS. 4. 1609 BONITA AVE. HOME OWNERS' ASSOCIATION, NOT INVESTMENT RELATED, 1609 BONITA AVE., BERKELEY, CA 94706, HOME OWNERS' ASSOCIATION, START 11/2013, 1HR/WK (NON-TRADING HOURS), CFO FOR BOARD OF DIRECTORS; 5.NAME OF OTHER BUSINESS: DBA PACIFIC CENTER FOR FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: OWNER - ADVISORY REPRESENTATIVE START DATE: 09/02 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: CONDUCTING PORTFOLIO MANAGEMENT & FINANCIAL PLANNING 6. NAME OF OTHER BUSINESS: STEPHEN F. SCHLIESSER ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: RESIDENTIAL REAL ESTATE REFERRALS; START DATE: 5/2022 ; POSITION/TITLE/RELATIONSHIP: REAL ESTATE BROKER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: REFERRAL RELATIONSHIP WITH AGENTS, REFER A CLIENT THAT MAY LIST THEIR HOME FOR SALE ; 7. NAME OF OTHER BUSINESS: COUNTRY CLUB VISTA HOA; INVESTMENT RELATED: NO, ADDRESS: 60 MAYHEW WAY WALNUT CREEK, CA 94597; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIESREVIEW FINANCIAL STATEMENTS, ASSIST IN COMPILING BUDGET;
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Frederick Schliesser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1986
Experience
Current
June 18, 1999 - Present
THE PACIFIC CENTER FOR FINANCIAL SERVICES
Office #1: 2000 Crow Canyon Place Suite 430, San Ramon, CA 94583RIA
CRD#: 104557
San Ramon, CA
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SAN RAMON, CA
Current
February 6, 1996 - Present
CETERA WEALTH SERVICES, LLC
Office #2: 2000 Crow Canyon Pl Ste 430, San Ramon, CA 94583BD
CRD#: 13572
EL CERRITO, CA
Past
February 21, 2002 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
WALNUT CREEK, CA
Past
October 30, 1995 - February 14, 1996
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
June 13, 1991 - November 27, 1995
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
January 9, 1990 - June 20, 1991
HERRMANN SECURITIES, INC.
BD
CRD#: 17703
Past
November 15, 1989 - January 17, 1990
CYPRESS CAPITAL CORPORATION
BD
CRD#: 7919
Past
April 15, 1987 - November 15, 1989
HERRMANN SECURITIES, INC.
BD
CRD#: 17703
Past
August 26, 1986 - April 29, 1987
PATTERSON FINANCIAL SERVICES, INC.
BD
CRD#: 10368
Past
January 22, 1986 - May 23, 1986
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/7/1999)
RR
California(2/6/1996)
IAR
California(6/18/1999)
RR
Colorado(8/18/1998)
RR
District of Columbia(7/31/2003)
RR
Florida(10/21/1997)
RR
Georgia(7/8/2010)
RR
Hawaii(4/5/2000)
RR
Idaho(2/7/1997)
RR
Kansas(3/5/2018)
RR
Minnesota(5/16/2019)
RR
Montana(3/2/2000)
RR
Nevada(2/20/1996)
RR
New Jersey(4/12/2024)
RR
New Mexico(5/21/2010)
RR
New York(10/19/2018)
RR
North Carolina(6/7/2018)
RR
Oregon(2/15/1996)
RR
Pennsylvania(9/25/2020)
RR
South Carolina(2/29/2000)
RR
Tennessee(10/12/2018)
RR
Texas(2/4/1997)
IAR
Texas(1/14/2008)
RR
Utah(1/5/2004)
RR
Vermont(12/28/2015)
RR
Virginia(9/7/2001)
RR
Washington(4/28/1999)
RR
West Virginia(3/20/2013)
RR
Wisconsin(12/26/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644San Ramon, CA 94583TRUST BUT VERIFY
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