Laurence E. Devall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurence Eugene Devall, who also goes by Larry Eugene Devall, Larry Devall, Laurence Eugene Devall, Laurence Devall, was a registered financial professional .
Laurence is a previously registered financial professional and started their career in finance in 1985. Laurence had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2018 - June 26, 2021
HORACE MANN INVESTORS, INC.
June 20, 2017 - January 9, 2018
EQUITABLE ADVISORS, LLC
June 19, 2017 - January 9, 2018
EQUITABLE ADVISORS, LLC
August 22, 2016 - July 3, 2017
BANKERS LIFE ADVISORY SERVICES, INC.
May 26, 2016 - July 3, 2017
BANKERS LIFE SECURITIES, INC.
September 29, 2015 - May 27, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 14, 2015 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 27, 2014 - February 19, 2015
ALLSTATE FINANCIAL SERVICES, LLC
December 17, 2007 - September 29, 2014
OSAIC FA, INC.
December 17, 2007 - September 29, 2014
OSAIC FA, INC.
June 6, 2005 - November 29, 2007
WADDELL & REED
June 6, 2005 - November 29, 2007
WADDELL & REED
October 28, 2004 - May 13, 2005
METROPOLITAN LIFE INSURANCE COMPANY
October 28, 2004 - May 13, 2005
MSI FINANCIAL SERVICES, INC.
April 16, 2003 - February 9, 2004
AFS BROKERAGE, INC.
February 14, 2000 - August 21, 2001
ALLSTATE FINANCIAL SERVICES, LLC
September 4, 1987 - May 9, 1989
VP DISTRIBUTORS LLC
December 10, 1985 - August 6, 1987
AMERITAS INVESTMENT COMPANY, LLC
Primary Firm SEC Registration
HORACE MANN INVESTORS, INC.
CRD#: 11643 / SEC#: 801-80964, 8-6082
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HORACE MANN INVESTORS, INC.
CRD#: 11643 / SEC#: 801-80964, 8-6082
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HORACE MANN EDUCATORS CORPORATION (PUBLICLY HELD COMPANY) | CORPORATION - PARENT COMPANY | |
| GARLATTI, JEFFREY | NATIONAL SALES MANAGER | 5670941 |
| GAYLE, TROY MARSHALL | TREASURER | 5925156 |
| MICHAEL, LINEA KATE | SECRETARY | 5791549 |
| TAYLOR, HOLLEY WATSON | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4171040 |
| TSAI, PHYLLIS | FINOP, PFO, POO | 7200380 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
