Lawrence F. Innes
Professional summary
Lawrence Franklin Innes JR, who also goes by Larry Innes, Lawrence Franklin Innes, is a registered financial advisor currently at THE INNES ASSOCIATES, LTD. located in Tempe, Arizona.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Lawrence has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Franklin Innes JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2013 - Present
THE INNES ASSOCIATES, LTD.
Office #1: 60 E. Rio Salado Pkwy Suite 900, Tempe, AZ 85281October 28, 2013 - December 31, 2018
THE INNES ASSOCIATES, LTD.
March 3, 1989 - November 19, 2013
LPL FINANCIAL LLC
June 6, 1988 - March 1, 1989
ASSOCIATED SECURITIES CORP.
November 26, 1985 - May 18, 1988
SECURITIES RESOURCE GROUP, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/28/2013)
(2/20/2020)
(2/26/2020)
Exams
Current Firm
THE INNES ASSOCIATES, LTD.
CRD#: 117326 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 60 |
| AUM (Assets Under Management) | $ 12,000,000 |
Red Flags
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