Michael E. Boyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Eric Boyd was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 17 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2021 - December 31, 2022
TLG ADVISORS, INC.
January 5, 2021 - December 31, 2022
THE LEADERS GROUP, INC.
November 2, 2018 - December 31, 2020
OSAIC WEALTH, INC.
November 2, 2018 - December 31, 2020
OSAIC WEALTH, INC.
May 13, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
May 13, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
November 4, 2009 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 4, 2009 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 23, 2008 - February 27, 2008
FSIC
January 21, 2008 - February 27, 2008
FSIC
April 9, 2002 - June 2, 2006
HORACE MANN INVESTORS, INC.
July 3, 2000 - March 22, 2002
THE ADVISORS GROUP, INC.
June 15, 1998 - July 16, 1998
FIRST MONTAUK SECURITIES CORP.
October 1, 1997 - March 4, 1998
SEAFIRST INVESTMENT SERVICES, INC.
May 16, 1997 - August 27, 1997
AEGON USA SECURITIES INC.
March 28, 1996 - May 22, 1997
U.S. BANCORP SECURITIES
November 1, 1995 - March 6, 1996
NATIONAL PLANNING CORPORATION
August 5, 1993 - December 31, 1993
ADMINISTRATIVE SYSTEMS, INC.
August 20, 1990 - August 12, 1991
ADMINISTRATIVE SYSTEMS, INC.
November 27, 1989 - July 26, 1991
HALL & COMPANY INCORPORATED
November 5, 1987 - May 9, 1989
CAPITAL BROKERAGE CORPORATION
July 13, 1987 - July 28, 1987
CAPITAL BROKERAGE CORPORATION
November 20, 1986 - December 9, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
