Eileen L. Mouly

MOULY FINANCIAL MANAGEMENT

Davie, FL 33330

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CRD#: 1439064

Professional summary

Eileen Louise Mouly, CFP® is a registered financial advisor currently at MOULY FINANCIAL MANAGEMENT, INC. located in Davie, Florida and SUPREME ALLIANCE LLC located in Charlotte, North Carolina.

Eileen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Eileen has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REGISTERED INVESTMENT ADVISOR- Mouly Financial Management (RIA). LICENSED INSURANCE AGENT- CERTIFIED PUBLIC ACCOUNTANT- THE ABOVE SERVICES ARE OFFERED THROUGH MOULY FINANCIAL MANAGEMENT, INC. 100% shareholder is ELM Financial services Inc, which leases office space.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eileen Louise Mouly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 7, 1991 - Present

MOULY FINANCIAL MANAGEMENT, INC.

Office #1: 12401 Orange Drive Suite 223, Davie, FL 33330

RIA

CRD#: 141809

Davie, FL

Current

May 2, 2019 - Present

SUPREME ALLIANCE LLC

Office #1: 14804 Resolves Lane, Charlotte, NC 28277

RIA

CRD#: 45348

Charlotte, NC

Past

June 19, 2014 - May 2, 2019

SINGER XENOS SECURITIES, CORP.

CRD#: 115856

CORAL GABLES, FL

Past

June 20, 1996 - July 24, 2014

DIVERSIFIED CAPITAL CORPORATION

CRD#: 10536

MIAMI BEACH, FL

Past

April 12, 1995 - July 2, 1996

R.K. GRACE & COMPANY

CRD#: 35203

MIAMI, FL

Past

July 21, 1986 - April 21, 1995

HUTTOE & ASSOCIATES, INC.

CRD#: 17461

Past

December 17, 1985 - July 15, 1986

INVESTACORP, INC.

CRD#: 7684

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(8/7/1991)

Florida
(5/29/2019)

IAR

Texas
(9/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/14/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/5/1987

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MOULY FINANCIAL MANAGEMENT, INC.

CRD#: 141809 / SEC#:

Florida

Registered Investment Advisory firm - (8/7/1991 Approved)

Texas

Registered Investment Advisory firm - (8/23/2023 Conditional Restricted)

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Contact information

Main Address

12401 Orange Drive Suite 223, Davie, FL 33330

Mailing Address

Phone number

(954) 416-1776

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 22,100,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Eileen L. Mouly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eileen Louise Mouly's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUPREME ALLIANCE LLC

SINGER XENOS SECURITIES, CORP.

DIVERSIFIED CAPITAL CORPORATION

R.K. GRACE & COMPANY

HUTTOE & ASSOCIATES, INC.

INVESTACORP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/14/1986

SIE

Date: 10/1/2018

Series 7

Date: 12/14/1985

Series 24

Date: 2/5/1987

FINRA

Current Firm

MOULY FINANCIAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MOULY FINANCIAL MANAGEMENT, INC.

TRUST BUT VERIFY

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