Sohail Bengali
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sohail Bengali was a registered financial professional .
Sohail is a previously registered financial professional and started their career in finance in 1985. Sohail had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2016 - January 4, 2024
COIT CAPITAL SECURITIES LLC
September 30, 2011 - January 12, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 30, 2011 - January 12, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 15, 2007 - December 24, 2008
S & Y ASSET MANAGEMENT LLC
October 23, 2006 - September 30, 2011
STONE & YOUNGBERG LLC
December 23, 1985 - September 30, 2011
STONE & YOUNGBERG LLC
State Registrations and Notice Filings
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Exams
Current Firm
COIT CAPITAL SECURITIES LLC
CRD#: 164959 / SEC#: , 8-69122
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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