Thomas T. Mcdaniel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Tyrone Mcdaniel, who also goes by Ty Mcdaniel, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 6 firms and has passed the Series 63, Series 65, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2005 - May 24, 2012
FRANKLIN DISTRIBUTORS, LLC
March 16, 1998 - September 1, 1998
SALOMON BROTHERS INC.
March 16, 1998 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
January 14, 1997 - February 16, 1998
BANC ONE SECURITIES CORPORATION
April 11, 1988 - April 27, 1988
LEHMAN BROTHERS INC.
December 17, 1985 - April 11, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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