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GH

Gregg R. Honigblum

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CRD#: 1438901
GH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregg Richard Honigblum, who also goes by Gregory Honigblum, was a registered financial professional .

Gregg is a previously registered financial professional and started their career in finance in 1987. Gregg had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gregory Honigblum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 11, 2024 - November 15, 2024

FNEX CAPITAL, LLC

BD
CRD#: 166316
INDIANAPOLIS, IN
Past

April 8, 2021 - December 14, 2023

FNEX CAPITAL, LLC

BD
CRD#: 166316
INDIANAPOLIS, IN
Past

November 21, 2018 - April 17, 2019

CASCADIA CAPITAL, LLC

BD
CRD#: 101020
SEATTLE, WA
Past

May 9, 2014 - December 13, 2016

WESTLAKE SECURITIES

BD
CRD#: 127112
AUSTIN, TX
Past

September 30, 2013 - February 28, 2014

PH PARTNERS, LLC

BD
CRD#: 130790
AUSTIN, TX
Past

October 26, 2001 - October 4, 2011

CREATION CAPITAL LLC

BD
CRD#: 113912
AUSTIN, TX
Past

January 24, 1995 - May 23, 2001

TRAUTMAN WASSERMAN & COMPANY, INC.

BD
CRD#: 33007
NEW YORK, NY
Past

November 15, 1993 - February 22, 1995

AUGMENT SECURITIES INC.

BD
CRD#: 28373
NEW YORK, NY
Past

May 26, 1992 - November 16, 1993

REICH & CO., INC.

BD
CRD#: 19611
Past

December 20, 1991 - June 1, 1992

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

November 16, 1989 - October 31, 1990

PLEASANT VALLEY RESOURCES, INC.

BD
CRD#: 22450
Past

February 24, 1987 - December 22, 1987

D. H. BLAIR & CO., INC.

BD
CRD#: 6833

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/6/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/13/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/21/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/24/1992
General Securities Principal Examination

Current Firm

FC
FNEX CAPITAL, LLC
APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: , 8-69199

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Mailing Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Phone number
(317) 580-2588
Established
Indiana since 06/04/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FNEX, LLCMEMBER
ALVAREZ, KAREN LOUFINANCIAL OPERATIONS4044938
HEGER, LOREN EUGENECEO, CCO, AMLCO, EXEC. REP.6143753

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FNEX CAPITAL, LLC

CRD#: 166316

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