Ned M. Shanahan
Professional summary
Ned Michael Shanahan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ned is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, Ned had worked at 6 firms, which includes PENN INVESTMENT ADVISORS INC., AMP ASSET MANAGEMENT INC., FIRST SAVINGS SECURITIES INC., SIGNATOR FINANCIAL SERVICES INC., WELLS FARGO INVESTMENTS LLC, CROWELL WEEDON & CO..
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2009 - June 13, 2013
PENN INVESTMENT ADVISORS, INC.
August 18, 2005 - December 8, 2009
AMP ASSET MANAGEMENT, INC.
July 15, 2005 - June 13, 2013
FIRST SAVINGS SECURITIES, INC.
August 28, 2001 - April 19, 2004
SIGNATOR FINANCIAL SERVICES, INC.
July 12, 2001 - April 19, 2004
SIGNATOR FINANCIAL SERVICES, INC.
November 9, 2000 - July 6, 2001
WELLS FARGO INVESTMENTS, LLC
April 23, 1986 - August 26, 1987
CROWELL, WEEDON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/13/2000
Limited Representative-Equity Trader ExamCurrent Firm
PENN INVESTMENT ADVISORS, INC.
CRD#: 151715 / SEC#: 801-70683
Contact information
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 1,139 |
| AUM (Assets Under Management) | $ 574,427,667 |
Red Flags
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