Gary B. Callas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Byron Callas, who also goes by Gary B Callas, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1985. Gary had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 1996 - March 30, 1999
LEONARD & COMPANY
September 15, 1994 - June 5, 1996
SAPERSTON FINANCIAL INC.
March 16, 1993 - September 29, 1994
G.R. STUART & COMPANY, INC.
April 14, 1992 - March 16, 1993
FINANCIAL SECURITIES NETWORK,INC.
August 19, 1991 - April 14, 1992
WOODWARD SECURITIES CORPORATION
May 19, 1989 - September 4, 1991
A. G. EDWARDS & SONS, INC.
February 15, 1988 - June 14, 1989
LEHMAN BROTHERS INC.
September 15, 1987 - February 15, 1988
E. F. HUTTON & COMPANY INC
December 17, 1985 - October 5, 1987
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEONARD & COMPANY
CRD#: 36527 / SEC#: 801-60035, 8-47298
Contact information
Disclosures
| Regulatory Event | 13 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
