Walid I. Khuraibet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walid I Khuraibet, who also goes by Walid Iali Khuraibet, Walid Khuraibet, was a registered financial professional .
Walid is a previously registered financial professional and started their career in finance in 1986. Walid had worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2009 - December 31, 2015
ALLSTATE FINANCIAL SERVICES, LLC
February 26, 2009 - June 8, 2009
AMERICAN FAMILY SECURITIES, LLC
January 24, 1992 - September 25, 1992
EDWARD JONES
February 2, 1990 - November 30, 1990
WALNUT STREET SECURITIES, INC.
March 17, 1989 - September 6, 1989
IDS LIFE INSURANCE COMPANY
March 17, 1989 - September 6, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
December 3, 1986 - March 5, 1988
SENTRY EQUITY SERVICES, INC.
September 25, 1986 - October 22, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
January 22, 1986 - October 30, 1986
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
