Heriberto Tirado
Professional summary
Heriberto Tirado, who also goes by Ed Tirado, is a registered financial professional currently at SAFRA SECURITIES LLC located in New York, New York.
Heriberto is registered as a RR (Registered Representative) and started their career in finance in 1998. Heriberto has worked at 5 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Heriberto Tirado's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2024 - Present
SAFRA SECURITIES LLC
Office #1: 546 Fifth Ave, New York, NY 10036November 9, 2022 - October 28, 2024
MUFG SECURITIES AMERICAS INC.
April 30, 2015 - May 22, 2019
BTG PACTUAL US CAPITAL, LLC
September 27, 2012 - September 9, 2014
FM PARTNERS HOLDINGS LLC
May 10, 2005 - July 28, 2006
FM PARTNERS HOLDINGS LLC
March 30, 1998 - May 10, 2005
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
SAFRA SECURITIES LLC
CRD#: 47873 / SEC#: , 8-51935
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAFRA NATIONAL BANK OF NEW YORK | SOLE SHAREHOLDER | |
| BONFIM, CARLOS CESAR BERTACO | DIRECTOR | |
| COLOMBO, RAFAELO | DIRECTOR | 6054935 |
| DIBIASI, ANTHONY | FINOP | 6435706 |
| GRUNWALD, MARK STEVEN | DIRECTOR & PRESIDENT | 3262204 |
| JAVIER, SIGMUND PETER | DIRECTOR | 6002619 |
| MCCARTHY, GERARD THOMAS | CHIEF COMPLIANCE OFFICER | 3121615 |
| MORATO, SIMONI PASSOS | DIRECTOR | 5568481 |
| OSWALD, THOMAS FRANCIS | CHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER | 1828798 |
| YOU, SANG MIN JIMMY | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 6693855 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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