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RM

Robin J. Mctague

R.M. STARK & CO.
Lake Worth Beach, FL 33460-4955
Some features on this profile are disabled
CRD#: 1438670
RM

Professional summary

Robin Jayne Mctague is a registered financial professional currently at R.M. STARK & CO., INC. located in Lake Worth Beach, Florida.

Robin is registered as a RR (Registered Representative) and started their career in finance in 1988. Robin has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 3, Series 7, Series 24, Series 14 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robin Jayne Mctague's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 9, 2020 - Present

R.M. STARK & CO., INC.

Office #1: 730 S Federal Hwy, Lake Worth Beach, FL 33460-4955
BD
CRD#: 7612
Lake Worth Beach, FL
Past

January 7, 2005 - June 21, 2005

TRADESTATION SECURITIES, INC.

BD
CRD#: 39473
PLANTATION, FL
Past

February 14, 2001 - July 6, 2004

DP ASSET MANAGEMENT, INC.

BD
CRD#: 42737
ORLANDO, FL
Past

March 9, 2000 - September 14, 2000

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

March 8, 1989 - April 7, 1999

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

January 26, 1989 - February 1, 1989

ALISON, BAER SECURITIES INC.

BD
CRD#: 11808
Past

July 27, 1988 - December 21, 1988

PARAGON CAPITAL MARKETS, INC.

BD
CRD#: 18555
Past

May 25, 1988 - August 6, 1988

GREENTREE SECURITIES CORP.

BD
CRD#: 7372

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/9/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/9/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/8/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/12/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/18/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 9/13/1994
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/21/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/3/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 10/9/2020
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 8
Date: 7/28/1993
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

RS
R.M. STARK & CO., INC.
R.M. STARK & CO., INC. | RM STARK & CO INC.

CRD#: 7612 / SEC#: , 8-22543

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
730 S Federal Hwy, Lake Worth Beach, FL 33460-4955
Mailing Address
730 S Federal Hwy, Lake Worth Beach, FL 33460-4955
Phone number
(561) 243-3815
Established
Florida since 09/29/1988
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (45 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RMST HOLDING COMPANY, INC.OWNER
MCTAGUE, ROBIN JAYNECHIEF COMPLIANCE OFFICER1438670
STARK, GARY LESTERCEO433866
STARK, GARY LESTERFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, MUNICIPAL SECURITIES PRINCIPAL, REGISTERED OPTIONS PRINCIPAL433866

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

R.M. STARK & CO., INC.

CRD#: 7612Lake Worth Beach, FL 33460-4955

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