Vince A. Delange
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vince Alan Delange, who also goes by VInce A Delange, was a registered financial professional .
Vince is a previously registered financial professional and started their career in finance in 1985. Vince had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2009 - March 13, 2013
ALLSTATE FINANCIAL ADVISORS, LLC
November 27, 2007 - March 30, 2010
ALLSTATE FINANCIAL SERVICES, LLC
November 7, 2005 - November 30, 2007
FIFTH THIRD SECURITIES, INC.
April 13, 2005 - November 30, 2007
FIFTH THIRD SECURITIES, INC.
February 19, 2004 - April 20, 2005
BANC ONE SECURITIES CORPORATION
September 6, 1988 - February 17, 2004
OPPENHEIMER & CO. INC.
February 15, 1988 - August 23, 1988
LEHMAN BROTHERS INC.
December 17, 1985 - February 15, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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