Michael B. Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Brendan Perry was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2016 - March 8, 2018
MISCHLER FINANCIAL GROUP, INC.
January 2, 2015 - April 1, 2016
ALAMO CAPITAL
May 10, 2013 - January 2, 2015
ACADEMY SECURITIES, INC.
August 16, 2012 - October 3, 2012
JACKSON SECURITIES LLC
August 7, 2006 - May 9, 2013
M. R. BEAL & COMPANY
April 5, 2004 - June 15, 2006
POPULAR SECURITIES, LLC
September 10, 1997 - April 13, 2004
GMS GROUP
April 6, 1995 - September 2, 1997
R. SEELAUS & CO., LLC
February 19, 1986 - October 12, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818 / SEC#: , 8-48067
Contact information
FINRA licenses (49 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
