Matthew R. Zukergood

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CRD#: 1438202

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Richard Zukergood, who also goes by Matt Zukergood, Matthew Richard Zukergood Mr, Matthew Zukergood, was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 1986. Matthew had worked at 17 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matt Zukergood | Matthew Richard Zukergood Mr | Matthew Zukergood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 15, 2025 - September 23, 2025

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Rockville, MD

Past

July 14, 2025 - September 23, 2025

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Rockville, MD

Past

February 3, 2017 - July 22, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Rockville, MD

Past

February 3, 2017 - July 22, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Rockville, MD

Past

April 21, 2016 - February 9, 2017

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Rockville, MD

Past

June 12, 2015 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

Rockville, MD

Past

June 9, 2015 - February 9, 2017

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Rockville, MD

Past

May 8, 2013 - May 30, 2014

APPLIED FINANCIAL WISDOM

RIA

CRD#: 164428

ROCKVILLE, MD

Past

July 9, 2012 - May 9, 2013

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

ROCKVILLE, MD

Past

January 3, 2012 - August 3, 2012

RESEARCH FINANCIAL STRATEGIES

RIA

CRD#: 153247

ROCKVILLE, MD

Past

December 14, 2011 - June 26, 2014

LPL FINANCIAL LLC

CRD#: 6413

ROCKVILLE, MD

Past

December 13, 2010 - March 15, 2012

WEALTH PLANNING CONCEPTS, LLC

RIA

CRD#: 152664

ROCKVILLE, MD

Past

January 5, 2010 - January 25, 2010

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

ROCKVILLE, MD

Past

January 5, 2010 - December 16, 2011

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

April 14, 2004 - December 31, 2009

FSC SECURITIES CORPORATION

CRD#: 7461

ROCKVILLE, MD

Past

January 1, 2004 - May 10, 2004

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

August 12, 2002 - January 1, 2004

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

July 3, 1994 - January 29, 2010

FINANCIAL CONCEPTS UNLIMITED, INC.

RIA

CRD#: 118641

ROCKVILLE, MD

Past

March 6, 1991 - August 15, 2002

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

October 11, 1989 - March 7, 1991

F & G SECURITIES, INC.

CRD#: 16364

Past

January 11, 1988 - September 27, 1989

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.

CRD#: 14367

STEVENSVILLE, MD

Past

July 3, 1986 - December 31, 1987

CONSECO FINANCIAL SERVICES, INC.

CRD#: 629

Past

April 10, 1986 - July 3, 1986

SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION

CRD#: 3461

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/16/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/18/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (11/24/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (11/24/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (11/24/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/01/2025	Cover Page	Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Matthew R. Zukergood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

APPLIED FINANCIAL WISDOM

INDEPENDENT FINANCIAL PARTNERS

RESEARCH FINANCIAL STRATEGIES

LPL FINANCIAL LLC

WEALTH PLANNING CONCEPTS, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

FSC SECURITIES CORPORATION

CETERA ADVISORS LLC

IFG NETWORK SECURITIES, INC.

FINANCIAL CONCEPTS UNLIMITED, INC.

GROVE POINT INVESTMENTS, LLC

F & G SECURITIES, INC.

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.

CONSECO FINANCIAL SERVICES, INC.

SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/1992

Series 63

Date: 2/16/1990

SIE

Date: 10/1/2018

Series 6

Date: 3/18/1986

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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