Richard Horwitch

COHEN CAPITAL

CHICAGO, IL 60601

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CRD#: 1438160

Professional summary

Richard Horwitch is a registered financial advisor currently at COHEN CAPITAL located in Chicago, Illinois.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Richard has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Horwitch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2026 - Present

COHEN CAPITAL

Office #1: 303 East Wacker Drive Suite 2103, Chicago, IL 60601

RIA

CRD#: 339112

CHICAGO, IL

Past

June 30, 2022 - January 21, 2026

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Chicago, IL

Past

June 30, 2022 - January 21, 2026

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Chicago, IL

Past

February 9, 2015 - January 19, 2021

NORTHERN TRUST SECURITIES, INC.

RIA

CRD#: 7927

CHICAGO, IL

Past

April 2, 2002 - December 31, 2009

NORTHERN TRUST SECURITIES, INC.

RIA

CRD#: 7927

CHICAGO, IL

Past

October 2, 2000 - December 31, 2010

VISION INVESTMENT SERVICES, INC.

CRD#: 46609

CHICAGO, IL

Past

August 11, 1993 - October 3, 2000

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

January 28, 1992 - January 19, 2021

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

Past

December 5, 1985 - February 11, 1992

METRO EQUITIES CORPORATION

CRD#: 10655

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/16/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/30/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/24/1986

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 12/4/1985

Municipal Securities Representative Examination

Current Firm

COHEN CAPITAL

COHEN CAPITAL | COHEN CAPITAL LLC | COHEN CAPITAL ADVISORS, LLC

CRD#: 339112 / SEC#: 801-135124

RIA

Registered Investment Advisory firm - (1/9/2026 120-Day Approval)

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Contact information

Main Address

303 East Wacker Drive Suite 2103, Chicago, IL 60601

Mailing Address

Phone number

(312) 477-3155

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COHEN CAPITAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (1/20/2026)

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard Horwitch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Horwitch's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

NORTHERN TRUST SECURITIES, INC.

NORTHERN TRUST SECURITIES, INC.

VISION INVESTMENT SERVICES, INC.

INVEST FINANCIAL CORPORATION

NORTHERN TRUST SECURITIES, INC.

METRO EQUITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2015

Series 63

Date: 1/30/1992

SIE

Date: 10/1/2018

Series 7

Date: 5/24/1986

Series 52

Date: 12/4/1985

Current Firm

COHEN CAPITAL

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

COHEN CAPITAL

TRUST BUT VERIFY

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