Donald E. Dale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Edward Dale III, who also goes by Tripp Dale, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1986. Donald had worked at 5 firms and has passed the SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2016 - April 11, 2017
G2 TRADING LLC
July 9, 2009 - March 1, 2011
BLUE CAPITAL GROUP LLC
March 20, 2008 - May 28, 2009
COMMERZ MARKETS LLC
May 24, 2006 - February 7, 2008
THE TIBERIUS QUALIFIED MASTER FUND LTD.
January 22, 1986 - July 7, 1986
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G2 TRADING LLC
CRD#: 159978 / SEC#: , 8-69026
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
