Bruce J. Brennen
Professional summary
Bruce John Brennen is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Redmond, Washington and NYLIFE SECURITIES LLC located in Bellevue, Washington.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Bruce has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bruce John Brennen's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 1999 - Present
EAGLE STRATEGIES LLC
Office #2: 10885 Ne 4th Street Suite 1400, Bellevue, WA 98004September 26, 1986 - Present
NYLIFE SECURITIES LLC
Office #1: 10885 Ne 4th Street Suite 1400, Bellevue, WA 98004Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/1999)
(3/5/1987)
(7/9/2025)
(5/23/2016)
(5/5/2017)
(3/5/1987)
(4/30/2019)
(1/14/1997)
(9/30/1986)
(4/16/1999)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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