Jeffrey W. Waters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Windsor Waters was a registered financial advisor .
Jeffrey is a previously registered financial advisor and started their career in finance in 1985. Jeffrey had worked at 7 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2012 - December 31, 2014
INSPIRED CAPITAL MANAGEMENT INC.
April 3, 2001 - August 24, 2005
MORGAN STANLEY DW INC.
December 1, 2000 - April 11, 2001
PERSHING LLC
October 1, 1999 - January 26, 2001
CREDIT SUISSE SECURITIES (USA) LLC
September 1, 1997 - October 4, 1999
DB ALEX. BROWN LLC
December 3, 1988 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
December 23, 1985 - December 12, 1988
JONES FALLS SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
INSPIRED CAPITAL MANAGEMENT INC.
CRD#: 138291 / SEC#:
Contact information
Red Flags
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