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Paul Peter Alessandrini Jr

CRD# 1437858·Registered 1986 - 2001
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Peter Alessandrini JR, who also goes by Paul Peter Alessandrini, was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1986 - 2001. Paul had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Paul Peter Alessandrini

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

IPOMARKET.COM·CRD# 43709
BD
Hauppauge, NY
November 11, 1999 - April 25, 2001
ALDEN CAPITAL MARKETS, INC.·CRD# 25314
BD
New York, NY
November 6, 1996 - December 31, 1997
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
New York, NY
November 11, 1994 - April 25, 1995
WESTFIELD FINANCIAL CORPORATION·CRD# 8143
BD
New York, NY
January 29, 1992 - November 11, 1994
PARAGON CAPITAL MARKETS, INC.·CRD# 18555
BD
East Hanover, NJ
January 20, 1988 - March 10, 1992
D. H. BLAIR & CO., INC.·CRD# 6833
BD
New York, NY
April 23, 1986 - January 9, 1988

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Current Firm

IP
IPOMARKET.COM

IPOMARKET.COM | TRI-STAR SECURITIES CORP

CRD#: 43709 / SEC#: 8-50383
BD
Terminated by SEC on 06/18/2001

Contact Information

Established

New Jersey since 10/27/1995

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PROVIDENT INVESTMENT GROUP, LTD100% SHAREHOLDER—
CARDELLO, MICHAEL SAMCO-FINOP718970
GENESS, JEROME ANTHONYPRESIDENT/ COMPLIANCE OFFICER2323790
GENESS, STEPHEN JEROMEFINOP1640296

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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