Paul P. Alessandrini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Peter Alessandrini JR, who also goes by Paul Peter Alessandrini, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1986. Paul had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 1999 - April 25, 2001
IPOMARKET.COM
November 6, 1996 - December 31, 1997
ALDEN CAPITAL MARKETS, INC.
November 11, 1994 - April 25, 1995
ROBERT TODD FINANCIAL CORP.
January 29, 1992 - November 11, 1994
WESTFIELD FINANCIAL CORPORATION
January 20, 1988 - March 10, 1992
PARAGON CAPITAL MARKETS, INC.
April 23, 1986 - January 9, 1988
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IPOMARKET.COM
CRD#: 43709 / SEC#: , 8-50383
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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