Sheree L. Bollinger

LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

Louisville, KY 40207

Some features on this profile are disabled

CRD#: 1437851

Professional summary

Sheree Long Bollinger, who also goes by Sheree Theresa Long, is a registered financial advisor currently at LEGACY FINANCIAL INDEPENDENT ADVISORS LLC located in Louisville, Kentucky.

Sheree is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Sheree has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sheree Theresa Long

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) PSB Holdings, LLC 6513 Mount Batten Court Prospect, KY 40059 Partner/Real Estate Not Investment Related Start date October 2005 0 hours No compensation (2) Green Hill Therapy Board Member/Treasurer 1410 Long Run Road Louisville, KY 40245 Start Date January 2018 Not Investment Related No Compensation Approx 10 Hours per month (3) Social Circle Stables LLC Horse syndicate Partner Compensation/Partners shares reported on k1 0 hours Start Date: 01/2025

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheree Long Bollinger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2023 - Present

LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

Office #1: 100 Mallard Creek Rd Suite 402, Louisville, KY 40207

RIA

CRD#: 324258

Louisville, KY

Past

January 2, 2013 - January 13, 2023

FIRST KENTUCKY SECURITIES CORPORATION

RIA

CRD#: 7524

LOUISVILLE, KY

Past

November 2, 2005 - December 31, 2012

FIRST KENTUCKY SECURITIES CORPORATION

RIA

CRD#: 7524

LOUISVILLE, KY

Past

August 1, 2005 - January 13, 2023

FIRST KENTUCKY SECURITIES CORPORATION

CRD#: 7524

LOUISVILLE, KY

Past

April 12, 2005 - August 1, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

LOUISVILLE, KY

Past

July 1, 2003 - August 1, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

May 12, 1997 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 15, 1995 - May 9, 1997

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

October 24, 1994 - December 1, 1995

BANC ONE CAPITAL MARKETS, INC.

CRD#: 27267

COLUMBUS, OH

Past

April 30, 1986 - October 19, 1994

LIBERTY INVESTMENT SERVICES, INC.

CRD#: 17108

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

LEGACY FINANCIAL | LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

CRD#: 324258 / SEC#: 801-127031

RIA

Registered Investment Advisory firm - (3/15/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(1/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/26/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/7/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

Current Firm

LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

LEGACY FINANCIAL | LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

CRD#: 324258 / SEC#: 801-127031

RIA

Registered Investment Advisory firm - (3/15/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 Mallard Creek Rd Suite 402, Louisville, KY 40207

Mailing Address

Phone number

(502) 873-0522

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LFIA DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (9/22/2025)

Regulatory assets under management

Total Number of Accounts	2,503
AUM (Assets Under Management)	$ 450,605,476

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Trystan Downey

CERITY PARTNERS LLC

IAR

LOUISVILLE, KY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sheree L. Bollinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheree Long Bollinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST KENTUCKY SECURITIES CORPORATION

FIRST KENTUCKY SECURITIES CORPORATION

FIRST KENTUCKY SECURITIES CORPORATION

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

BANC ONE SECURITIES CORPORATION

BANC ONE CAPITAL MARKETS, INC.

LIBERTY INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/26/1996

Series 63

Date: 2/7/1986

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/16/1985

Current Firm

LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

TRUST BUT VERIFY

Contact information

Similar Advisors