Michael R. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Reed Hughes was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2017 - December 21, 2020
INNOVATIVE FINANCIAL SOLUTIONS, INC.
February 17, 2006 - December 7, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 14, 1998 - December 7, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 25, 1986 - August 24, 1998
BMA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INNOVATIVE FINANCIAL SOLUTIONS, INC.
CRD#: 289906 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 241 |
| AUM (Assets Under Management) | $ 75,822,335 |
Red Flags
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