Todd V. Leone
Professional summary
Todd Vincent Leone, who also goes by Todd Leone, Todd V Leone, is a registered financial professional currently at CITIZENS JMP SECURITIES, LLC located in New York, New York.
Todd is registered as a RR (Registered Representative) and started their career in finance in 1988. Todd has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 25, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd Vincent Leone's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2022 - Present
CITIZENS JMP SECURITIES, LLC
Office #1: 1301 Avenue Of The Americas 2nd Floor, New York, NY 10019November 30, 2018 - February 1, 2022
FERRETTI GROUP, INC.
March 30, 2015 - November 30, 2018
MERIDIAN EQUITY PARTNERS, INC.
October 3, 2011 - April 12, 2013
CRT CAPITAL GROUP LLC
June 16, 2010 - September 8, 2011
GLEACHER & COMPANY SECURITIES, INC.
June 2, 2010 - June 25, 2010
BROADPOINT AMTECH, INC.
July 1, 1998 - May 26, 2010
COWEN AND COMPANY
May 28, 1997 - July 1, 1998
FINANCIAL SQUARE PARTNERS
August 30, 1995 - May 9, 1997
DB ALEX. BROWN LLC
September 16, 1992 - August 28, 1995
CIBC WORLD MARKETS CORP.
April 23, 1990 - September 3, 1992
NATWEST SECURITIES CORPORATION
May 25, 1988 - March 12, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/11/2022)
(2/11/2022)
(2/11/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 25
Date: 11/20/2015
NYSE Trading Assistant ExaminationSeries 55
Date: 4/22/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
CITIZENS JMP SECURITIES, LLC
CRD#: 22208 / SEC#: , 8-39613
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| JACKSON, RAYMOND SIVA | CHIEF FINANCIAL OFFICER | 5563363 |
| MANNING, SIMON STONE | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 1941279 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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