Mark C. Schalles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Charles Schalles was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 4, Series 9, Series 10, Series 14, Series 24, Series 27 and Series 14A exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2003 - January 3, 2007
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC
April 1, 2002 - January 3, 2007
KELLOGG CAPITAL MARKETS, LLC
February 1, 2001 - January 3, 2007
KELLOGG CAPITAL GROUP LLC
March 21, 1986 - May 2, 1989
INVESTORS ADVANTAGE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 6/21/2001
Limited Representative-Equity Trader ExamSeries 14A
Date: 8/25/1994
Compliance Official Specialist ExamCurrent Firm
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC
CRD#: 126935 / SEC#: , 8-65931
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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