Barbara A. Ingenito

ASPIRE ADVISORS

White Plains, NY 10603

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CRD#: 1437512

Professional summary

Barbara Ann Ingenito, who also goes by Barbara Ann Hamilton, is a registered financial advisor currently at ASPIRE ADVISORS, LLC located in White Plains, New York and HAMILTON CAVANAUGH & ASSOCIATES, INC. located in White Plains, New York.

Barbara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Barbara has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Barbara Ann Hamilton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASPIRE ADVISORS, LLC INVESTMENT RELATED 661 NORTH BROADWAY WHITE PLAINS, NY 10603 INVESTMENT ADVISORY FIRM EXECUTIVE VICE PRESIDENT RELATIONSHIP STARTED 05-11-2009 0~10 HOURS PER MONTH DEVOTED TO ASPIRE ADVISORS, LLC 0~10 HOURS PER MONTH DEVOTED TO ASPIRE ADVISORS, LLC DURING TRADING HOURS MANAGEMENT AND PROVIDING FINANCIAL ADVISE WHEN NECESSARY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Ann Ingenito's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2017 - Present

ASPIRE ADVISORS, LLC

Office #1: 661 North Broadway, White Plains, NY 10603

RIA

CRD#: 150652

White Plains, NY

Current

December 21, 1994 - Present

HAMILTON CAVANAUGH & ASSOCIATES, INC.

Office #1: 661 North Broadway, White Plains, NY 10603Office #2: 661 North Broadway, North White Plains, NY 10607

CRD#: 35972

White Plains, NY

Past

May 5, 1995 - July 24, 1995

WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449

JACKSONVILLE, FL

Past

April 22, 1994 - May 5, 1995

WESTPORT FINANCIAL SERVICES, INC.

CRD#: 21589

Past

June 10, 1993 - March 21, 1994

PRUDENTIAL RETIREMENT SERVICES, INC.

CRD#: 25058

NEWARK, NJ

Past

December 11, 1985 - April 19, 1988

MONY SECURITIES CORPORATION

CRD#: 4386

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPIRE ADVISORS, LLC

CRD#: 150652 / SEC#: 801-77599

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

New York

Registered Investment Advisory firm - (2/7/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(11/16/1995)

New Jersey
(11/22/1995)

IAR

New Jersey
(4/24/2017)

New York
(1/25/1995)

IAR

New York
(8/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/17/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/29/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/6/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/8/1994

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ASPIRE ADVISORS, LLC

CRD#: 150652 / SEC#: 801-77599

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

New York

Registered Investment Advisory firm - (2/7/2013 Terminated)

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Contact information

Main Address

661 North Broadway, North White Plains, NY 10603

Mailing Address

Phone number

(877) 760-3540

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 105,783,913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Barbara A. Ingenito

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Ann Ingenito's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAMILTON CAVANAUGH & ASSOCIATES, INC.

WESTPORT FINANCIAL SERVICES, L.L.C.

WESTPORT FINANCIAL SERVICES, INC.

PRUDENTIAL RETIREMENT SERVICES, INC.

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

ASPIRE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/17/2011

Series 63

Date: 3/29/1994

SIE

Date: 10/1/2018

Series 6

Date: 5/6/1993

Series 26

Date: 4/8/1994

FINRA

Current Firm

ASPIRE ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASPIRE ADVISORS, LLC

TRUST BUT VERIFY

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