Michael R. Ingenito

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CRD#: 1437511

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Robert Ingenito, AIF® was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CT CONTRACTORS & MASONARY, 52 PHEASANT CROSSING, GLASTONBURY CT 06033, NON-INVESTMENT RELATED, CONSTRUCTION COMPANY, OWNER, 7/1996, HRS/MO: 0; NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 0, HRS/TRADING: 0. 2.NAME OF OTHER BUSINESS: FPA (FIDUCIARY PLAN ADVISORS), 52 PHEASANT CROSSING, GLASTONBURY CT 06033, INVESTMENT RELATED, PENSION CONSULTING, PRINCIPAL, 7/2010, HRS/MO: 3, HRS/TRADING: 0. APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF TRADING HOURS PER WEEK: 0, POSITION/TITLE/RELATIONSHIP: OWNER, BRIEF DESCRIPTION OF DUTIES: CONSULTING. 3.NAME OF OTHER BUSINESS: RPAS, INVESTMENT RELATED: YES, ADDRESS: 72 QUEEN ST. SOUTHINGTON CT 06489, NATURE OF BUSINESS: QUALIFIED RETIREMENT PLAN CONSULTING SERVICES TO BROKER DEALERS, START DATE: 8/2011, APX NUMBER OF HOURS PER WEEK: 12, APX NUMBER OF TRADING HOURS PER WEEK: 12, POSITION/TITLE/RELATIONSHIP: 50% OWNER, BRIEF DESCRIPTION OF DUTIES: CONSULTING.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Past

December 17, 2020 - January 19, 2024

TRUSTMONT ADVISORY GROUP, INC.

RIA

CRD#: 106015

Glastonbury, CT

Past

December 17, 2020 - December 4, 2023

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

GREENSBURG, PA

Past

October 3, 2016 - December 31, 2018

CETERA ADVISORS LLC

RIA

CRD#: 10299

GLASTONBURY, CT

Past

October 3, 2016 - December 31, 2018

CETERA ADVISORS LLC

CRD#: 10299

GLASTONBURY, CT

Past

August 21, 2012 - October 3, 2016

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

GLASTONBURY, CT

Past

August 21, 2012 - October 3, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

GLASTONBURY, CT

Past

October 8, 2010 - August 24, 2012

OSAIC SERVICES, INC.

RIA

CRD#: 133763

GLASTONBURY, CT

Past

August 20, 2010 - August 24, 2012

OSAIC SERVICES, INC.

CRD#: 133763

GLASTONBURY, CT

Past

March 17, 1998 - April 5, 2010

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

January 9, 1995 - December 12, 1996

FIRST GULFCOAST INVESTMENTS, INC.

CRD#: 28715

VENICE, FL

Past

April 18, 1990 - October 19, 1993

MARSH & MCLENNAN SECURITIES CORPORATION

CRD#: 556

NEW YORK, NY

Past

December 11, 1985 - July 24, 1989

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/10/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

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Contact information

Main Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Mailing Address

Phone number

(724) 468-5665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A 03-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,387
AUM (Assets Under Management)	$ 1,126,006,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael R. Ingenito

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRUSTMONT FINANCIAL GROUP, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

JOHN HANCOCK DISTRIBUTORS LLC

FIRST GULFCOAST INVESTMENTS, INC.

MARSH & MCLENNAN SECURITIES CORPORATION

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

TRUSTMONT ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/2010

Series 63

Date: 1/16/1995

SIE

Date: 10/1/2018

Series 6

Date: 12/10/1985

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTMONT ADVISORY GROUP, INC.

TRUST BUT VERIFY

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