Robert J. Bise
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jess Bise JR, who also goes by Robert Jess Bise, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 5 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 1999 - April 25, 2003
FIRST SECURITIES USA, INC.
August 18, 1989 - November 5, 1999
FIRST ASSOCIATED SECURITIES GROUP, INC.
January 5, 1989 - October 10, 1989
MUTUAL SECURITIES, INC.
July 27, 1988 - January 14, 1989
FIRST AFFILIATED SECURITIES, INC.
February 22, 1988 - July 27, 1988
CETERA WEALTH SERVICES, LLC
February 21, 1986 - March 5, 1988
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST SECURITIES USA, INC.
CRD#: 39986 / SEC#: , 8-48922
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
