Raymond W. Cummings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Wert Cummings, who also goes by Ray Cummings, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1986. Raymond had worked at 14 firms and has passed the Series 63, Series 72, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2019 - January 22, 2026
FOLIONET FINANCIAL LLC
September 11, 2015 - June 24, 2019
ARCA CAPITAL INVESTMENTS, INC.
January 1, 2002 - September 10, 2015
VFINANCE INVESTMENTS, INC
October 22, 1997 - January 1, 2002
FIRST COLONIAL SECURITIES
January 18, 1996 - December 31, 1998
TDI, INCORPORATED
January 4, 1995 - October 31, 1997
MEYERS POLLOCK ROBBINS, INC.
December 15, 1994 - December 31, 1994
FIRST ALLIED SECURITIES, INC.
July 11, 1994 - December 16, 1994
FIRST AFFILIATED SECURITIES
April 3, 1993 - July 13, 1994
LEHMAN BROTHERS INC.
April 9, 1990 - February 4, 1993
MMAR GROUP, INC.
July 28, 1989 - March 1, 1990
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
October 25, 1988 - July 10, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
July 25, 1987 - October 5, 1988
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
October 22, 1986 - October 5, 1988
MARCUS, STOWELL & BEYE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationCurrent Firm
FOLIONET FINANCIAL LLC
CRD#: 283965 / SEC#: , 8-69775
Contact information
FINRA licenses (20 States and Territories)
Red Flags
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