Jay L. Sesto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Leo Sesto was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1986. Jay had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2017 - July 29, 2024
TRES WEALTH MANAGEMENT GROUP, LLC
June 5, 2013 - December 19, 2016
TRES WEALTH MANAGEMENT GROUP LLC
May 10, 2013 - June 13, 2013
J. W. COLE ADVISORS, INC.
May 10, 2013 - June 13, 2013
J.W. COLE FINANCIAL, INC.
February 23, 2011 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
February 23, 2011 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
October 30, 2008 - February 11, 2011
QA3 FINANCIAL LLC
October 30, 2008 - February 11, 2011
QA3 FINANCIAL CORP.
November 14, 2005 - October 30, 2008
VOYA FINANCIAL ADVISORS, INC.
November 8, 2004 - October 30, 2008
VOYA FINANCIAL ADVISORS, INC.
March 20, 2001 - December 7, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 6, 2001 - November 1, 2004
INTERLINK SECURITIES CORP.
April 29, 1998 - December 7, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 22, 1997 - April 6, 1998
HORNOR, TOWNSEND & KENT, LLC
March 30, 1995 - February 13, 1997
NYLIFE SECURITIES LLC
January 8, 1986 - March 2, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRES WEALTH MANAGEMENT GROUP, LLC
CRD#: 285908 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 163 |
| AUM (Assets Under Management) | $ 57,000,000 |
Red Flags
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