Douglass Keigley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglass Keigley, who also goes by Pete Keigley, was a registered financial professional .
Douglass is a previously registered financial professional and started their career in finance in 1986. Douglass had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 1998 - November 12, 1999
AMERICAN HEARTLAND INVESTMENTS INC.
February 12, 1993 - December 31, 1997
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 1, 1991 - December 31, 1992
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 11, 1986 - April 1, 1991
PW SECURITIES, INC.
February 5, 1986 - June 24, 1986
ILG SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMERICAN HEARTLAND INVESTMENTS INC.
CRD#: 19768 / SEC#: , 8-39577
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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