Annmarie Cogliati
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Annmarie Cogliati, who also goes by Annmarie Gallagher, Annmarie Milgram, Annmarie Milgran, was a registered financial professional .
Annmarie is a previously registered financial professional and started their career in finance in 1986. Annmarie had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2002 - April 1, 2019
MERRION SECURITIES, LLC
June 26, 1998 - February 14, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 26, 1992 - June 20, 1996
MERRION SECURITIES, LLC
November 6, 1991 - September 11, 1992
SALOMON BROTHERS INC.
March 22, 1988 - January 15, 1991
SALOMON BROTHERS INC.
March 19, 1986 - January 15, 1991
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERRION SECURITIES, LLC
CRD#: 30145 / SEC#: , 8-44770
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
