William J. Murphy
Professional summary
William James Murphy was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial advisor and started their career in finance in 1985. Prior to being barred, William had worked at 5 firms, which includes BIRKELBACH MANAGEMENT CORP, BIRKELBACH INVESTMENT SECURITIES INC., LEXINGTON SECURITIES INC., CIBC WORLD MARKETS CORP., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2007 - November 10, 2011
BIRKELBACH MANAGEMENT CORP
November 7, 1995 - October 20, 2011
BIRKELBACH INVESTMENT SECURITIES, INC.
October 31, 1994 - October 23, 1995
LEXINGTON SECURITIES, INC.
October 23, 1989 - October 14, 1994
CIBC WORLD MARKETS CORP.
December 23, 1985 - October 28, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Current firm
No current employment
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