Michael G. Vieceli

HARBOUR FINANCIAL RESOURCES, LTD

SKOKIE, IL 60077

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CRD#: 1436994

Professional summary

Michael Guy Vieceli, CFP®, CLU® is a registered financial advisor currently at HARBOUR FINANCIAL RESOURCES, LTD located in Skokie, Illinois.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Michael has worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OAK RIDGE INVESTMENTS, INC., REGISTERED REPRESENTATIVE, APPROXIMATELY 5% OF DAY IS DEVOTED TO THIS AREA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Guy Vieceli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

CLU^®

Chartered Life Underwriter

Experience

Current

March 13, 2003 - Present

HARBOUR FINANCIAL RESOURCES, LTD

Office #1: 9933 Lawler Suite 500, Skokie, IL 60077

RIA

CRD#: 110261

SKOKIE, IL

Past

January 10, 2003 - March 25, 2004

OAK RIDGE INVESTMENTS, INC.

CRD#: 25544

CHICAGO, IL

Past

October 25, 1991 - October 15, 1993

AEGON USA SECURITIES INC.

CRD#: 13302

Past

July 8, 1991 - October 1, 1991

LPL FINANCIAL LLC

CRD#: 6413

Past

July 25, 1989 - May 23, 1990

LPL FINANCIAL LLC

CRD#: 6413

Past

September 16, 1987 - August 3, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

December 9, 1985 - September 28, 1987

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOUR FINANCIAL RESOURCES, LTD

CRD#: 110261 / SEC#: 801-58020

RIA

Registered Investment Advisory firm - (10/17/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/13/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/18/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/5/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/3/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/6/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/4/1987

General Securities Principal Examination

Current Firm

HARBOUR FINANCIAL RESOURCES, LTD

CRD#: 110261 / SEC#: 801-58020

RIA

Registered Investment Advisory firm - (10/17/2000 Approved)

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Contact information

Main Address

9933 Lawler Ave., Suite 500, Skokie, IL 60077-4302

Mailing Address

Phone number

(847) 675-6836

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARBOUR FINANCIAL RESOURCES, LTD ADV PART 2 (2/25/2025)

Regulatory assets under management

Total Number of Accounts	391
AUM (Assets Under Management)	$ 180,465,357

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael G. Vieceli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Guy Vieceli's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAK RIDGE INVESTMENTS, INC.

AEGON USA SECURITIES INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INTEGRATED RESOURCES EQUITY CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

HARBOUR FINANCIAL RESOURCES, LTD

State Registrations and Notice Filings

Exams

Series 66

Date: 12/18/2002

Series 63

Date: 12/5/1985

Series 7

Date: 1/3/2003

Series 6

Date: 12/6/1985

Series 24

Date: 12/4/1987

Current Firm

HARBOUR FINANCIAL RESOURCES, LTD

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARBOUR FINANCIAL RESOURCES, LTD

TRUST BUT VERIFY

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