Peggy O. Hartsell
Professional summary
Peggy Odum Hartsell, who also goes by Peggy Odum Hartsell, Peggy Joy Odum Hartsell, is a registered financial professional currently at CARTY, HARDING & HEARN, INC. located in Little Rock, Arkansas.
Peggy is registered as a RR (Registered Representative) and started their career in finance in 1986. Peggy has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peggy Odum Hartsell's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2022 - Present
CARTY, HARDING & HEARN, INC.
Office #1: 900 S. Shackleford Rd Suite 100, Little Rock, AR 72211June 22, 2017 - May 9, 2022
CREWS & ASSOCIATES, INC.
July 7, 2015 - July 6, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 3, 2005 - July 7, 2015
STERNE, AGEE & LEACH, INC.
May 8, 1989 - October 4, 2005
MORGAN KEEGAN & COMPANY, LLC
July 28, 1988 - May 8, 1989
T. J. RANEY & SONS, INC.
November 6, 1986 - August 4, 1988
POWELL & SATTERFIELD, INC.
May 30, 1986 - November 10, 1986
BOATMEN'S INVESTMENT SERVICES OF ARKANSAS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2022)
(5/9/2022)
(5/9/2022)
(5/9/2022)
(5/10/2022)
(6/6/2025)
Exams
FINRA
Current Firm
CARTY, HARDING & HEARN, INC.
CRD#: 7001 / SEC#: , 8-19082
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 19 |
Red Flags
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Company Information
CARTY, HARDING & HEARN, INC.
CRD#: 7001Little Rock, AR 72211TRUST BUT VERIFY
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