Alex N. Wasilewski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Nmn Wasilewski III, who also goes by Alex Wasilewski III, Alex Wasilewski, was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 1987. Alex had worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2010 - December 22, 2015
PRECEPT ADVISORY GROUP LLC
November 24, 1997 - July 17, 2003
OSAIC WEALTH, INC.
May 6, 1987 - November 21, 1995
UNUM SALES CORPORATION
Primary Firm SEC Registration
PRECEPT ADVISORY GROUP LLC
CRD#: 152776 / SEC#: 801-71072
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRECEPT ADVISORY GROUP LLC
CRD#: 152776 / SEC#: 801-71072
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 63 |
| AUM (Assets Under Management) | $ 5,008,561,864 |
Red Flags
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