Iroland R. Garcia

ABSOLUTE CAPITAL MANAGEMENT

BOYNTON BEACH, FL

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CRD#: 1436809

Professional summary

Iroland Rafael Garcia, who also goes by Iroland Rick Garcia, Iroland Garcia, Rafael Garcia, Rick Rafael Garcia, Rick Garcia, is a registered financial advisor currently at ABSOLUTE CAPITAL MANAGEMENT, LLC located in Boynton Beach, Florida.

Iroland is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Iroland has worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Iroland Rick Garcia | Iroland Garcia | Rafael Garcia | Rick Rafael Garcia | Rick Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Iroland Rafael Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2018 - Present

ABSOLUTE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 121484

BOYNTON BEACH, FL

Past

October 16, 2006 - April 7, 2016

LEGEND ADVISORY, LLC

RIA

CRD#: 104761

PALM BEACH GARDENS, FL

Past

March 28, 2006 - April 7, 2016

LEGEND EQUITIES CORPORATION

CRD#: 30999

PALM BEACH GARDENS, FL

Past

August 22, 2005 - October 11, 2005

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

January 24, 2005 - July 15, 2005

ATLAS SECURITIES, LLC

CRD#: 20991

SAN LEANDRO, CA

Past

August 19, 2004 - January 25, 2005

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

December 5, 2003 - October 29, 2004

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

RIA

CRD#: 111757

SOUTH PASADENA, FL

Past

August 20, 2003 - August 11, 2004

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

April 4, 2002 - August 18, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

TAMPA, FL

Past

March 28, 2002 - August 18, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 1, 1998 - March 28, 2002

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

July 3, 1996 - January 1, 1998

NATIONSSECURITIES

CRD#: 32542

Past

August 18, 1995 - July 2, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 28, 1995 - September 15, 1995

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

August 6, 1991 - March 17, 1995

COMPULIFE INVESTOR SERVICES, INC.

CRD#: 21543

ST. CLOUD, MN

Past

April 12, 1990 - April 23, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

Past

January 16, 1987 - April 23, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

August 26, 1986 - December 15, 1986

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

Past

January 7, 1986 - September 2, 1986

MONVEST SECURITIES, INC.

CRD#: 14013

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABSOLUTE CAPITAL MANAGEMENT, LLC

ABSCAP | ABSOLUTECAPITAL | ABSOLUTE CAPITAL MANAGEMENT, LLC | ABSOLUTE CAPITAL

CRD#: 121484 / SEC#: 801-61336

RIA

Registered Investment Advisory firm - (9/22/2003 Approved)

California

Registered Investment Advisory firm - (9/26/2003 Terminated)

Florida

Registered Investment Advisory firm - (9/25/2003 Terminated)

Idaho

Registered Investment Advisory firm - (9/19/2003 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/19/2003 Terminated)

Washington

Registered Investment Advisory firm - (9/25/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/21/2018)

IAR

Pennsylvania
(2/8/2018)

IAR

Texas
(6/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/15/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/1985

General Securities Representative Examination

Current Firm

ABSOLUTE CAPITAL MANAGEMENT, LLC

ABSCAP | ABSOLUTECAPITAL | ABSOLUTE CAPITAL MANAGEMENT, LLC | ABSOLUTE CAPITAL

CRD#: 121484 / SEC#: 801-61336

RIA

Registered Investment Advisory firm - (9/22/2003 Approved)

California

Registered Investment Advisory firm - (9/26/2003 Terminated)

Florida

Registered Investment Advisory firm - (9/25/2003 Terminated)

Idaho

Registered Investment Advisory firm - (9/19/2003 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/19/2003 Terminated)

Washington

Registered Investment Advisory firm - (9/25/2003 Terminated)

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Contact information

Main Address

101 Pennsylvania Blvd, Pittsburgh, PA 15228

Mailing Address

Phone number

(412) 388-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ABSOLUTE CAPITAL MANAGEMENT, LLC (WRAP FEE BROCHURE) (3/4/2025)

ABSOLUTE CAPITAL MANAGEMENT, LLC (BROCHURE) (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,791
AUM (Assets Under Management)	$ 472,491,102

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Iroland R. Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Iroland Rafael Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGEND ADVISORY, LLC

LEGEND EQUITIES CORPORATION

UVEST FINANCIAL SERVICES GROUP, INC.

ATLAS SECURITIES, LLC

NATIONAL PLANNING CORPORATION

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

AMSOUTH INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

NATIONSSECURITIES

MORGAN STANLEY DW INC.

CAPITAL BROKERAGE CORPORATION

COMPULIFE INVESTOR SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

THE STUART-JAMES COMPANY, INCORPORATED

MONVEST SECURITIES, INC.

Primary Firm SEC Registration

ABSOLUTE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/2002

Series 63

Date: 1/15/1986

SIE

Date: 4/7/2016

Series 7

Date: 12/14/1985

Current Firm

ABSOLUTE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ABSOLUTE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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