John D. Mezzasalma
MEZZASALMA ADVISORS
Tinton Falls, NJ 07724
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CRD#: 1436496
Professional summary
John Douglas Mezzasalma, CFP® is a registered financial advisor currently at MEZZASALMA ADVISORS located in Tinton Falls, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. John has worked at 3 firms and has passed the Series 63, Series 62, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Douglas Mezzasalma's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
July 6, 2015 - Present
MEZZASALMA ADVISORS
Office #1: 67 Apple St, Tinton Falls, NJ 07724RIA
CRD#: 129045
Tinton Falls, NJ
Past
August 24, 1988 - August 7, 1997
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
November 25, 1985 - June 22, 1988
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MEZZASALMA ADVISORS
LYCEUM FINANCIAL GROUP LLC | MEZZASALMA, JOHN D. | MEZZASALMA ADVISORS, LLC | MEZZASALMA ADVISORS
CRD#: 129045 / SEC#: 801-120613
RIA
Registered Investment Advisory firm - (3/26/2021 Approved)Connecticut
Registered Investment Advisory firm - (1/26/2018 Terminated)Florida
Registered Investment Advisory firm - (3/29/2021 Terminated)New Jersey
Registered Investment Advisory firm - (4/22/2021 Terminated)New York
Registered Investment Advisory firm - (3/29/2021 Terminated)Texas
Registered Investment Advisory firm - (3/29/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(7/6/2015)
IAR
Texas(1/29/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 62
Date: 11/15/1995
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
MA
MEZZASALMA ADVISORS
LYCEUM FINANCIAL GROUP LLC | MEZZASALMA, JOHN D. | MEZZASALMA ADVISORS, LLC | MEZZASALMA ADVISORS
CRD#: 129045 / SEC#: 801-120613
RIA
Registered Investment Advisory firm - (3/26/2021 Approved)Connecticut
Registered Investment Advisory firm - (1/26/2018 Terminated)Florida
Registered Investment Advisory firm - (3/29/2021 Terminated)New Jersey
Registered Investment Advisory firm - (4/22/2021 Terminated)New York
Registered Investment Advisory firm - (3/29/2021 Terminated)Texas
Registered Investment Advisory firm - (3/29/2021 Terminated)PREMIUM
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Contact information
Main Address
67 Apple St, Tinton Falls, NJ 07724
Mailing Address
Phone number
(732) 842-1120
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 744 |
| AUM (Assets Under Management) | $ 342,193,883 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
