Anthony C. Gentry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony C Gentry, who also goes by Tony Gentry, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1986. Anthony had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2014 - December 31, 2015
KOVACK SECURITIES INC.
November 21, 2013 - October 15, 2014
RESOURCE HORIZONS GROUP LLC
July 6, 2004 - September 11, 2013
NEXT FINANCIAL GROUP, INC.
January 23, 2004 - July 12, 2004
MML INVESTORS SERVICES, LLC
November 23, 1998 - December 31, 2003
PAN-AMERICAN FINANCIAL ADVISERS
August 9, 1996 - December 1, 1998
ARAGON FINANCIAL SERVICES, INC.
November 2, 1992 - August 13, 1996
GUARDIAN INVESTOR SERVICES LLC
August 1, 1990 - January 8, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
February 17, 1988 - November 12, 1992
MML INVESTORS SERVICES, LLC
July 15, 1986 - February 18, 1988
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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