Steven E. Muth
Professional summary
Steven Ernest Muth was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Steven had worked at 8 firms, which includes SCHNEIDER SECURITIES INC., KFS BD INC., GLOBAL CAPITAL SECURITIES CORPORATION, KOBER FINANCIAL CORP., WILLIAM BARTON FINANCIAL INC., POWER SECURITIES CORPORATION, AMERICAN FRONTEER FINANCIAL CORPORATION, THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2000 - May 30, 2001
SCHNEIDER SECURITIES, INC.
December 8, 1998 - October 20, 2000
KFS BD, INC.
January 25, 1993 - December 7, 1998
GLOBAL CAPITAL SECURITIES CORPORATION
June 25, 1990 - January 25, 1993
KOBER FINANCIAL CORP.
February 22, 1989 - July 5, 1990
WILLIAM BARTON FINANCIAL, INC.
January 8, 1987 - February 28, 1989
POWER SECURITIES CORPORATION
May 14, 1986 - January 15, 1987
AMERICAN FRONTEER FINANCIAL CORPORATION
December 19, 1985 - May 20, 1986
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCHNEIDER SECURITIES, INC.
CRD#: 16434 / SEC#: , 8-33967
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHNEIDER FINANCIAL CORP | CORPORATION | |
| BIXLER, CLARENCE LEROY JR | DIRECTOR | 22327 |
| DURAYBITO, SIEGFRIED PETER | OWNER | 1030619 |
| HINKLE, STEVEN RAY | CHIEF EXECUTIVE OFFICER/DIRECTOR | 838034 |
| KOCH, KEITH ARLAN | DIRECTOR | 1197658 |
| LOWE, TERRI ELAINE | CHIEF FINANCIAL OFFICER/DIRECTOR | 1823203 |
| MCENENY, TIMOTHY SEAN JR | OWNER | 2250543 |
| MURRAY, JAY ALAN | OWNER | 1958868 |
| NORTON, GREGORY BRUCE | DIRECTOR | 2041583 |
| OROURKE, THOMAS JOSEPH | PRESIDENT/DIRECTOR | 353467 |
| ROUSE, RICHARD JOHN | VICE-PRESIDENT/DIRECTOR | 1135898 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 17 |
Red Flags
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