Daniel O. Minerva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel O Minerva, who also goes by Daniel O. Minerva, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1985. Daniel had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2012 - November 15, 2013
BLACKROCK CAPITAL MARKETS, LLC
July 9, 2012 - July 9, 2015
BLACKROCK EXECUTION SERVICES
December 3, 2003 - August 4, 2006
HSBC SECURITIES (USA) INC.
January 19, 1999 - July 31, 2002
LEHMAN BROTHERS INC.
July 21, 1989 - August 5, 1998
EASTBRIDGE CAPITAL INC.
August 22, 1988 - April 27, 1989
BEEKMAN PARTNERS, LTD.
May 14, 1988 - July 11, 1988
LEHMAN BROTHERS INC.
October 16, 1986 - May 14, 1988
E. F. HUTTON & COMPANY INC
November 19, 1985 - September 23, 1986
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKROCK CAPITAL MARKETS, LLC
CRD#: 146514 / SEC#: , 8-67827
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK, INC. | SOLE MEMBER | |
| FINK, LAURENCE DOUGLAS | DIRECTOR | 830137 |
| KAPITO, ROBERT S | DIRECTOR | 728399 |
| MONTENECOURT, GENE EDWARD | CHIEF COMPLIANCE OFFICER | 3230216 |
| PATHAK, SAURABH P | CHIEF FINANCIAL OFFICER AND FINOP | 5920712 |
| VOGEL, CHRISTOPHER JOHN | PRESIDENT/CHIEF EXECUTIVE OFFICER | 4401579 |
| WALTCHER, DANIEL R | DIRECTOR |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
