Gary C. Blanton

CAPITAL INVESTMENT GROUP

Raleigh, NC 27609

Some features on this profile are disabled

CRD#: 1436131

Professional summary

Gary Carlton Blanton is a registered financial professional currently at CAPITAL INVESTMENT GROUP, INC. located in Raleigh, North Carolina.

Gary is registered as a RR (Registered Representative) and started their career in finance in 1986. Gary has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary Carlton Blanton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 1997 - Present

CAPITAL INVESTMENT GROUP, INC.

Office #1: 314 West Millbrook Road Ste 25, Raleigh, NC 27609

CRD#: 14752

Raleigh, NC

Past

November 8, 1991 - February 23, 1996

CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.

CRD#: 24220

GREENWOOD VILLAGE, CO

Past

September 17, 1990 - April 3, 1997

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

November 19, 1989 - August 13, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

June 1, 1989 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

July 23, 1986 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

July 23, 1986 - June 9, 1989

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

July 23, 1986 - June 9, 1989

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(4/1/1997)

Exams

State Security Law Exam

Series 63

Date: 3/11/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/22/1986

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CAPITAL INVESTMENT GROUP, INC.

CAPITAL INVESTMENT COMPANIES | CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752 / SEC#: , 8-31225

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 E. Six Forks Road Ste 200, Raleigh, NC 27609

Mailing Address

P.o. Box 32249, Raleigh, NC 27622

Phone number

(919) 831-2370

Established

North Carolina since 01/06/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
R.B.S.B. FAMILY TRUST	OWNER
NICHOLSON, WILLIAM BATEMAN SR	SHAREHOLDER	2585041
BATTLE, RICHARD STAATS	SHAREHOLDER	2349045
BROOKS, BENJAMIN TIMOTHY III	PRESIDENT	2206321
BRYANT, RICHARD KING	CEO/TREASURER/FINOP/CO-TRUSTEE	1069685
DRESSLER, KURT ALAN	SHAREHOLDER	2381036
EDDINS, WILLIAM HAROLD JR	ASSISTANT VICE PRESIDENT	1724993
HARDEN, RONALD TODD	SHAREHOLDER	1528810
KING, RONALD LEE	CHIEF COMPLIANCE OFFICER	2530489
MCDONALD, CORNELIUS TRAWICK III	ASSISTANT VICE PRESIDENT	1288377
SADLER, SUZANNE BRYANT	CO-TRUSTEE	6313854

Disclosures

Regulatory Event	7
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Daniel Conklin

HUNTER STREET INVESTMENT ADVISORS LLC

IAR

Apex, NC

Daniel Braddock

ALMEGA WEALTH MANAGEMENT

IAR

Raliegh, NC

Laird Hepburn

BSG ADVISERS

IAR

Apex, NC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gary C. Blanton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary Carlton Blanton's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

LINCOLN NATIONAL PENSION INSURANCE COMPANY

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/11/1987

SIE

Date: 10/1/2018

Series 6

Date: 7/22/1986

FINRA

Current Firm

CAPITAL INVESTMENT GROUP, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CAPITAL INVESTMENT GROUP, INC.

TRUST BUT VERIFY

Similar Advisors