Gary C. Blanton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Carlton Blanton was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1986. Gary had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 1997 - December 31, 2025
CAPITAL INVESTMENT GROUP, INC.
November 8, 1991 - February 23, 1996
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
September 17, 1990 - April 3, 1997
VOYA FINANCIAL ADVISORS, INC.
November 19, 1989 - August 13, 1990
OSAIC WEALTH, INC.
June 1, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
July 23, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
July 23, 1986 - June 9, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 23, 1986 - June 9, 1989
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL INVESTMENT GROUP, INC.
CRD#: 14752 / SEC#: , 8-31225
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| R.B.S.B. FAMILY TRUST | OWNER | |
| NICHOLSON, WILLIAM BATEMAN SR | SHAREHOLDER | 2585041 |
| BATTLE, RICHARD STAATS | SHAREHOLDER | 2349045 |
| BROOKS, BENJAMIN TIMOTHY III | PRESIDENT | 2206321 |
| BRYANT, RICHARD KING | CEO/TREASURER/FINOP/CO-TRUSTEE | 1069685 |
| DRESSLER, KURT ALAN | SHAREHOLDER | 2381036 |
| EDDINS, WILLIAM HAROLD JR | ASSISTANT VICE PRESIDENT | 1724993 |
| HARDEN, RONALD TODD | SHAREHOLDER | 1528810 |
| KING, RONALD LEE | CHIEF COMPLIANCE OFFICER | 2530489 |
| MCDONALD, CORNELIUS TRAWICK III | ASSISTANT VICE PRESIDENT | 1288377 |
| SADLER, SUZANNE BRYANT | CO-TRUSTEE | 6313854 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 3 |
Red Flags
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